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FINRA Awards for Langfred W. White

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Displaying 11-20 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0110302/07/2022Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Henry Moore
Respondent Lawyers(s): Henry Keith Moore
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
20-0092811/24/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Julian Pace
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Langfred W. White, Cindy L. Anderson, Barry Allen Barr
Hearing Site: Jacksonville, FL
20-0322207/27/2021Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
20-0181302/26/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Todd Fels
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
19-0144810/31/2019Claimant(s): Joseph Bollinger
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Langfred W. White, Stuart K. Furman, Robert E. Graves
Hearing Site: Jackson, MS
17-0262205/16/2019Claimant(s): Brent Western
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder
Hearing Site: Tampa, FL
18-0422905/08/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Brandon Lokits
Respondent Lawyers(s): Brandon Todd Lokits
Arbitrator(s): Langfred W. White
Hearing Site: Raleigh, NC
18-0340503/06/2019Claimant(s): Albert Alexander
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): B. Riley Wealth Management
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN
17-0330702/26/2019Claimant(s): Glenn Capel
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Langfred W. White, Karen A. West, David Josephsohn
Hearing Site: Raleigh, NC
17-0210610/23/2018Claimant(s): Brian Stone
Claimant Lawyers(s): Peter B King
Respondent(s): Pacific Select Distributors
Respondent Lawyers(s): Jennifer S. Bullock
Arbitrator(s): Langfred W. White, Jerrold E. Slutzky, Marilyn K. Dirks
Hearing Site: Tampa, FL

28 Results

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