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FINRA Awards for Morgan Stanley

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Displaying 691-700 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0186905/04/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Stephen Cote
Respondent Lawyers(s): Stephen M. Cote
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA
10-0525804/25/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Scott Johnson
Respondent Lawyers(s): Scott Michael Johnson
Arbitrator(s): David I. Goldblatt
Hearing Site: Boston, MA
09-0685504/20/2012Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan
Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky
Respondent(s): Morgan Stanley, William Lee
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty
Hearing Site: St. Louis, MO
11-0063404/16/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Sheetal Parikh
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fredric R. Dichter
Hearing Site: Milwaukee, WI
11-0403103/21/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
11-0418903/16/2012Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jeffrey Zachter
Respondent(s): Chane Hazelett
Respondent Lawyers(s): Chane W. Hazelett
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
11-0266803/14/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eric M Chial
Respondent(s): Frank Petersen
Respondent Lawyers(s): Frank Douglas Petersen
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
10-0512803/12/2012Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jerome Callaghan, Morgan Stanley
Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch
Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven
Hearing Site: Chicago, IL
11-0088303/09/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Short
Respondent Lawyers(s): Scott W. Short
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
10-0286603/07/2012Claimant(s): Jimmy Kuhn
Claimant Lawyers(s): David Marek
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amy Ventry-Kagan
Arbitrator(s): Catherine Ladnier, Joan M. Traub, Charles F. Titterton
Hearing Site: New York, NY

784 Results

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