| 20-00778 | 03/02/2021 | Claimant(s): Christopher Jacob
Claimant Lawyers(s): Brian Luther
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Robert J. Gryzmala
Hearing Site: St. Louis, MO
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| 20-02506 | 02/23/2021 | Claimant(s): Stephen Bohan
Claimant Lawyers(s): Brian Luther
Respondent(s): Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon, Paul King
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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| 20-02621 | 02/18/2021 | Claimant(s): Randall Childress
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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| 20-01505 | 02/17/2021 | Claimant(s): Jason Erickson
Claimant Lawyers(s): Brian Luther
Respondent(s): Capital Financial Services., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Gordon Dihle
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
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| 20-02311 | 02/17/2021 | Claimant(s): Aaron Easter
Claimant Lawyers(s): Brian Luther
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
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| 20-02622 | 02/11/2021 | Claimant(s): James Goodland
Claimant Lawyers(s): Brian Luther
Respondent(s): Cambridge Investment Research., Spire Securities
Respondent Lawyers(s): Max Schatzow, Richard H. Kuhlman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Minneapolis, MN
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| 20-01465 | 01/28/2021 | Claimant(s): Brian Addington
Claimant Lawyers(s): Brian Luther
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
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| 20-01785 | 01/26/2021 | Claimant(s): Raymond Stacy
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): John W. Eichleay
Hearing Site: Cincinnati, OH
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| 20-01867 | 01/25/2021 | Claimant(s): Joseph Young
Claimant Lawyers(s): Brian Luther
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): A.J. Seier
Hearing Site: Memphis, TN
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| 20-01949 | 01/22/2021 | Claimant(s): Frank Polk
Claimant Lawyers(s): Brian Luther
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Matthew Fenster
Hearing Site: New York, NY
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