| 20-01029 | 10/23/2020 | Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 20-00537 | 10/21/2020 | Claimant(s): Anthony Greier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 20-00233 | 10/08/2020 | Claimant(s): Xiaofeng Hu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | |
| 20-00884 | 09/24/2020 | Claimant(s): Robert Franchini
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | |
| 20-01107 | 08/19/2020 | Claimant(s): Albert Carpenter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
| | |
| 19-03093 | 08/17/2020 | Claimant(s): Gary Padussis
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 19-03686 | 06/24/2020 | Claimant(s): Robert Santillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | |
| 19-02315 | 06/12/2020 | Claimant(s): Stephen O'Donnell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 19-02555 | 06/01/2020 | Claimant(s): Michael Cowan
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Demian J. Betz
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 19-02738 | 05/13/2020 | Claimant(s): Paula Steinberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | |
