Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-02764 | 05/08/2024 | Claimant(s): Robert Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Trae D. Meyr Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 23-02222 | 03/01/2024 | Claimant(s): Wendy Wheeler Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Susan E. Maloney Hearing Site: Hartford, CT | ||
| 23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 23-01436 | 01/31/2024 | Claimant(s): Mark Herman Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael F. Jordan Hearing Site: Detroit, MI | ||
| 23-00389 | 10/06/2023 | Claimant(s): Scott Rose Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets., J.P. Morgan Securities Respondent Lawyers(s): Adam Kauff, Thomas J. Cahill Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: New York, NY | ||
| 23-00160 | 10/04/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ | ||
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 23-00121 | 09/01/2023 | Claimant(s): James Small Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Royetta M. Jones, Walter Steven Schwartz, Nancy Lynn Boyd Hearing Site: Las Vegas, NV |