23-01923 | 02/27/2024 | Claimant(s): John Westmoreland Claimant Lawyers(s): Peter S. Fruin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Todd Ratner Respondent(s): Katherine Tarbox Respondent Lawyers(s): Katherine Alexandra Tarbox Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
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22-01176 | 02/26/2024 | Claimant(s): Marlin Andrews Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Stifel, Nicolaus & Co.., William Humber Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Debra Black Leo, Derry Olive Wilcox, Michael Tryon Hearing Site: Birmingham, AL
| | $0 |
23-00923 | 02/26/2024 | Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-01329 | 02/26/2024 | Claimant(s): Gregory Malin Claimant Lawyers(s): Harris Freedman Respondent(s): M&T Securities. Respondent Lawyers(s): Miriam Dowd Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY
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22-01799 | 02/26/2024 | Claimant(s): Matthew Bennett, Melissa Bennett Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kuan Huang Arbitrator(s): Guillermo L. Bosch, Doris J. Dabrowski, Evan K. Aidman Hearing Site: Philadelphia, PA
| | $425,000 |
19-00322 | 02/23/2024 | Claimant(s): Griffin Financial Group Claimant Lawyers(s): Daniel B. Huyett Respondent(s): F.N.B. Corporation, First National Bank of Pennsylvania Respondent Lawyers(s): Michael E. Blumenfeld Arbitrator(s): James Gregory Yawman, Daniel J. Donovan Hearing Site: Baltimore, MD
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23-02564 | 02/23/2024 | Claimant(s): Evan Savarick Claimant Lawyers(s): Robert Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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22-01875 | 02/23/2024 | Claimant(s): Daniel Labes Claimant Lawyers(s): Christopher Kaye Respondent(s): Stifel, Nicolaus & Co.., Loren Morrison Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Jeffry M. Bauer, John Polakas, Michele Renee Zinn Hearing Site: Detroit, MI
| | $0 |
23-01355 | 02/23/2024 | Claimant(s): Rabbi Benjamin Blech and Elaine Blech Claimant Lawyers(s): Michael F. Bachner Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Christopher J. Bouchoux Arbitrator(s): Nancy Kramer, Donald Nevin Gershuny, Ruth G. Kurtz Hearing Site: New York, NY
| | Expungement |