23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): WFG Investments. Respondent Lawyers(s): David Williams Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
| | |
23-02907 | 04/03/2024 | Claimant(s): Matthew Adrian Claimant Lawyers(s): Everett Pritchard Respondent(s): OSAIC Wealth Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO
| | |
23-01022 | 04/03/2024 | Claimant(s): Samuel Wyman Claimant Lawyers(s): Craig A. Riha Respondent(s): Advest. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Josian Antoine, Beth Ann Haddock, Edmund Timothy Donovan Hearing Site: New York, NY
| | |
23-00643 | 04/03/2024 | Claimant(s): Alban Wilson Claimant Lawyers(s): Barry R. Lax Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management. Respondent Lawyers(s): Jonathan Uretsky Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka Hearing Site: New York, NY
| | $2,611,670 |
23-02923 | 04/02/2024 | Claimant(s): Jaime Toro Lavergne Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez-Morales Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR
| | |
23-01156 | 04/02/2024 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA
| | |
23-02832 | 04/02/2024 | Claimant(s): Richard Skelton Claimant Lawyers(s): Chad Weaver Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
| | |
23-02306 | 04/02/2024 | Claimant(s): Timothy Derouin Claimant Lawyers(s): Patrick E. Brookhouser Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson Hearing Site: Des Moines, IA
| | |
23-00093 | 04/01/2024 | Claimant(s): Fady Sorial, Ramy Sorial Claimant Lawyers(s): Fady G. Sorial Respondent(s): Robinhood Financial. Respondent Lawyers(s): Jonathan J. Brennan Arbitrator(s): Howard L. Sobel, Mitchell Regenbogen, Laura Matlow Wong-Pan Hearing Site: New York, NY
| | $0 |
23-02651 | 04/01/2024 | Claimant(s): James Goodwin Claimant Lawyers(s): James J. Goodwin Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): B. John Dill Hearing Site: Providence, RI
| | $44,327 |