| 23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 23-02907 | 04/03/2024 | Claimant(s): Matthew Adrian
Claimant Lawyers(s): Everett Pritchard
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
| | |
| 23-01022 | 04/03/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Advest.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Josian Antoine, Beth Ann Haddock, Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 23-00643 | 04/03/2024 | Claimant(s): Alban Wilson
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management.
Respondent Lawyers(s): Jonathan Uretsky
Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka
Hearing Site: New York, NY
|  | $2,611,670 |
| 23-02923 | 04/02/2024 | Claimant(s): Jaime Toro Lavergne
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez-Morales
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
| | |
| 23-01156 | 04/02/2024 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): LPL Financial LLC, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Kelsey L. Vasko
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
| | |
| 23-02832 | 04/02/2024 | Claimant(s): Richard Skelton
Claimant Lawyers(s): Chad Weaver
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | |
| 23-02306 | 04/02/2024 | Claimant(s): Timothy Derouin
Claimant Lawyers(s): Patrick E. Brookhouser
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson
Hearing Site: Des Moines, IA
| | |
| 23-00093 | 04/01/2024 | Claimant(s): Fady Sorial, Ramy Sorial
Claimant Lawyers(s): Fady G. Sorial
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Howard L. Sobel, Mitchell Regenbogen, Laura Matlow Wong-Pan
Hearing Site: New York, NY
| | $0 |
| 23-02651 | 04/01/2024 | Claimant(s): James Goodwin
Claimant Lawyers(s): James J. Goodwin
Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): B. John Dill
Hearing Site: Providence, RI
| | $44,327 |
