Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01048 | 12/31/2020 | Claimant(s): Dillon Pacholek Claimant Lawyers(s): Cody L. Towns Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sarah E. Moffett Arbitrator(s): Karen Roberts Washington, Phyllis Sandra Hill, Alonso Buitron Hearing Site: Dallas, TX | $0 | |
| 20-01371 | 12/31/2020 | Claimant(s): Ian James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): C. Sumpter Logan Hearing Site: New Orleans, LA | $0 | |
| 20-01457 | 12/31/2020 | Claimant(s): Kelly Richards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Investment Group. Respondent Lawyers(s): Steven Blair Wilson Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | $0 | |
| 20-02422 | 12/31/2020 | Claimant(s): William Borders Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Mark A. Sipper Hearing Site: Louisville, KY | $0 | |
| 20-00100 | 12/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Megan Christensen Respondent(s): Christopher Bryan Respondent Lawyers(s): Christopher J. Bryan Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | $0 | |
| 20-01890 | 12/30/2020 | Claimant(s): Jeff Wolk Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY | $0 | |
| 20-02829 | 12/30/2020 | Claimant(s): Angela Roessel Claimant Lawyers(s): Angela S. Roessel Respondent(s): Joseph Schirripa, UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Elizabeth Anne Moreno Hearing Site: Los Angeles, CA |  | $0 |
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | $0 | |
| 20-00749 | 12/29/2020 | Claimant(s): Deeann Griebel Claimant Lawyers(s): Robert D Mitchell Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen G. Topetzes Arbitrator(s): Elliott Finkel, Kenneth R. Johnston, Kenneth L. Mann Hearing Site: Phoenix, AZ | $0 | |
| 20-02859 | 12/29/2020 | Claimant(s): Christopher Calandra Claimant Lawyers(s): Christopher J Calandra Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | $0 |