Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02755 | 07/01/2021 | Claimant(s): Adam Bramson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Larry Evert Carlson Hearing Site: Chicago, IL | ||
| 20-02942 | 07/01/2021 | Claimant(s): Carol King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): 1st Global Capital Corp. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 21-01300 | 07/01/2021 | Claimant(s): Drew Freides Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 18-00617 | 07/01/2021 | Claimant(s): Richard Birney Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Steven Meyrich, Ronald G. Guida, Rick Gale Doty Hearing Site: Denver, CO |  | $424,052 |
| 20-01957 | 07/01/2021 | Claimant(s): Jerome Axelrod Claimant Lawyers(s): Curtis D. Carlson Respondent(s): SunTrust Investment Services., SunTrust Advisory Services. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Richard W. Epstein, Richard Kuper, Jason Allen Rosner Hearing Site: Boca Raton, FL | | $200,000 |
| 21-00040 | 07/01/2021 | Claimant(s): Howard Sharfman Claimant Lawyers(s): Richard M. Goldwasser Respondent(s): Estate of Thomas E. O'Rourke (deceased) Respondent Lawyers(s): Michael J. O'Rourke Arbitrator(s): Theodore W. Wrobleski, Marcia Bonita Gevers, Dennis Christensen Hearing Site: Chicago, IL | | Expungement |
| 21-00179 | 07/01/2021 | Claimant(s): Aliaksandr Ginzburg Claimant Lawyers(s): Aliaksandr Ginzburg Respondent(s): Interactive Brokers Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | | $0 |
| 20-02646 | 06/30/2021 | Claimant(s): Ying Zhang Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Patrick Mulligan Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-03467 | 06/30/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Alvaro Paiz Respondent Lawyers(s): Alvaro Steven Paiz Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA |