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FINRA Awards for Richard M. Goldwasser

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0004007/01/2021Claimant(s): Howard Sharfman
Claimant Lawyers(s): Richard M. Goldwasser
Respondent(s): Estate of Thomas E. O'Rourke (deceased)
Respondent Lawyers(s): Michael J. O'Rourke
Arbitrator(s): Theodore W. Wrobleski, Marcia Bonita Gevers, Dennis Christensen
Hearing Site: Chicago, IL
Checkmark IconExpungement

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