Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03918 | 12/17/2021 | Claimant(s): Howard Hill Claimant Lawyers(s): Zachary Morse Respondent(s): World Capital Brokerage. Respondent Lawyers(s): David von Gunten Arbitrator(s): Richard Djokic Hearing Site: Denver, CO | ||
| 21-00361 | 12/17/2021 | Claimant(s): Thomas Seiler Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): John J. Jordan, Donald S. Bauman, Kattina V. Barsik Hearing Site: Philadelphia, PA | ||
| 21-00382 | 12/17/2021 | Claimant(s): Scot Fairchild Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 21-00499 | 12/17/2021 | Claimant(s): Jared Friedman Claimant Lawyers(s): Robert L. Herskovits Respondent(s): IFS Securities. Respondent Lawyers(s): Joquinn T. Sadler Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 21-01195 | 12/17/2021 | Claimant(s): Joseph Frank Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-01402 | 12/17/2021 | Claimant(s): Damon Johnson Claimant Lawyers(s): Zachary Morse Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 21-01729 | 12/17/2021 | Claimant(s): Benjamin Lau Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Travis L. Salmon Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 21-02520 | 12/17/2021 | Claimant(s): Michele Girgenti Claimant Lawyers(s): David I. Hantman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-01541 | 12/17/2021 | Claimant(s): Michael Fetzner Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Edward Rudiger, Kelli Mezzatesta, Reid & Rudiger LLC Respondent Lawyers(s): Joel S. Forman Arbitrator(s): James S. Parker, Jeffrey M. Bain, Clifford C. Rohde Hearing Site: Buffalo, NY |  | $131,855 |
| 20-00242 | 12/17/2021 | Claimant(s): Louis Wendruck Claimant Lawyers(s): Marc Zussman Respondent(s): Robert Souza, Gamble Jones Investment Counsel Respondent Lawyers(s): Robert Ericson Arbitrator(s): Constance Ellen Boukidis, Andrew Levy, Alma Rene Holland Hearing Site: Los Angeles, CA | | $208,892 |