24-00404 | 07/01/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gabriel Lee-Sanchez Respondent(s): Jason Bostian Respondent Lawyers(s): Jason Bostian Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
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23-02710 | 07/01/2024 | Claimant(s): Mark Stern Claimant Lawyers(s): Harris Freedman Respondent(s): Beech Hill Securities. Respondent Lawyers(s): Irwin Weltz Arbitrator(s): Nancy Plesser Wendell, Vincent C. Pangia, Clarence Smith Hearing Site: New York, NY
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22-02808 | 07/01/2024 | Claimant(s): Michael Huttner Claimant Lawyers(s): David Allen Respondent(s): Young America Capital Respondent Lawyers(s): Maxim Nowak Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim Hearing Site: Denver, CO
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24-00372 | 07/01/2024 | Claimant(s): Michael Wadsworth Claimant Lawyers(s): Michael J. Wadsworth Respondent(s): Robinhood Securities Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
| | $425 |
23-02320 | 07/01/2024 | Claimant(s): Daniel Wise Claimant Lawyers(s): David A. Weintraub Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kristi E. Jacques Arbitrator(s): Lise Gabrielle Hunter, Francis J. LaSalla, Eugene G. P. Byrne Hearing Site: New York, NY
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23-00307 | 07/01/2024 | Claimant(s): Janet Romanski Claimant Lawyers(s): Matt Lewis Respondent(s): Edward Jones, Lloyd Wright Respondent Lawyers(s): Maria Windham Arbitrator(s): Barry H. Barnett, Michael J Norton, Morgan Hislop Lemaitre Hearing Site: Salt Lake City, UT
| | Expungement |
23-02624 | 07/01/2024 | Claimant(s): Sheree Gaines-Lawrence Claimant Lawyers(s): Sheree Gaines-Lawrence Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman Hearing Site: Charlotte, NC
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23-00813 | 07/01/2024 | Claimant(s): Kristine Winger Ottomano, Peter Ottomano Claimant Lawyers(s): William M. Pinzler Respondent(s): John Barrett, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
| | $0 |
23-02816 | 07/01/2024 | Claimant(s): Tsz Kwan Lau Claimant Lawyers(s): Christina Vouakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-02902 | 06/28/2024 | Claimant(s): Lawrence Catena Claimant Lawyers(s): Josef Y Rosen Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
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