07-00224 | 12/18/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Frazier Respondent Lawyers(s): Christopher E. Frazier Arbitrator(s): Susan M. Huffman, Jerome C. Zackroff, George H. Reeves Hearing Site: Denver, CO
| | |
07-01124 | 12/18/2007 | Claimant(s): Neil Snoep Claimant Lawyers(s): Ethan A. Brecher Respondent(s): J.P. Morgan Securities. Respondent Lawyers(s): Todd A. Gutfleisch Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan Hearing Site: New York, NY
| | |
06-04288 | 12/18/2007 | Claimant(s): Mondana Ghazanfari Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities. Respondent Lawyers(s): Peter Brown Dolan Arbitrator(s): Esther A. Spachner, Michael M. Perrigue, Michael Evan Beckman Hearing Site: Los Angeles, CA
| | $152,140 |
06-03921 | 12/18/2007 | Claimant(s): Sharon Opfer Claimant Lawyers(s): Benjamin R. Prell Respondent(s): LifeMark Securities Corp. Respondent Lawyers(s): Edwin M. Larkin Arbitrator(s): William R. Waddell, Jack Rephan, James Tyler Pugh Hearing Site: Norfolk, VA
| | $0 |
06-05381 | 12/18/2007 | Claimant(s): Robert Lee Gilbert Trust, TTEE Robert Claimant Lawyers(s): Robert L. Gilbert Respondent(s): Brian Mayer, David Smith, McGinn, Smith & Co.. Respondent Lawyers(s): James E. Hacker Arbitrator(s): Zeb E. Barnhardt Hearing Site: Columbia, SC
| | $0 |
07-02070 | 12/18/2007 | Claimant(s): Robert Granger Claimant Lawyers(s): Robert J Granger Respondent(s): Wachovia Securities Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Herbert H. Neuer Hearing Site: Milwaukee, WI
| | $0 |
06-00479 | 12/17/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): David James Smith Respondent(s): Richard Rubin Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Thomas R. Maimone, Frank Nussbaum, Joel F. Martineau Hearing Site: Boca Raton, FL
| | |
06-00393 | 12/17/2007 | Claimant(s): Recipco Corp. Claimant Lawyers(s): Eric F. Yuhl Respondent(s): Citigroup Global Markets., Rebecca Rothstein Respondent Lawyers(s): Craig Varnen, George M. Garvey Arbitrator(s): Mario H. Metzger, Karen A. Lockwood, David L. Maislen Hearing Site: Los Angeles, CA
| | $0 |
06-00618 | 12/17/2007 | Claimant(s): Steven Thompson Claimant Lawyers(s): James Jay Seltzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Thomas D. Reese, Dean J. Dietrich, Steven K. McGinnis Hearing Site: San Francisco, CA
| | $0 |
06-03595 | 12/17/2007 | Claimant(s): Harold Heussner, Marjorie Heussner Claimant Lawyers(s): Robert A. McCall Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Joseph S. Moynihan, Sandra J. Budnick, Peter J. Henning Hearing Site: Detroit, MI
| | $0 |