| 07-00183 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey R Hellman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jessica S. Boar
Arbitrator(s):
Hearing Site: Hartford, CT
| | |
| 07-00798 | 02/13/2008 | Claimant(s): John Egri
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut
Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy
Hearing Site: Boca Raton, FL
|  | $38,782 |
| 06-04383 | 02/12/2008 | Claimant(s): John Smith
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John F. Fullerton
Arbitrator(s): Thomas E. Haviland, Ronald A. Sirt, Jerome Arthur Connolly
Hearing Site: Chicago, IL
| | |
| 07-01351 | 02/12/2008 | Claimant(s): Anthony Bosco
Claimant Lawyers(s): Anthony Joseph Bosco
Respondent(s): Nationwide Investment Services Corp.
Respondent Lawyers(s): Natalie T. Furniss
Arbitrator(s): Peter L. Pointer, Harlita R. Tomlinson, Christy K. Radigan
Hearing Site: Columbus, OH
| | |
| 07-01794 | 02/12/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jacob Perdie
Respondent Lawyers(s): Jacob Perdie
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL
| | |
| 07-02180 | 02/12/2008 | Claimant(s): Robert M. Aspin and Marialine Verdickt
Claimant Lawyers(s): Robert M. Aspin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY
| | $10,425 |
| 07-02102 | 02/12/2008 | Claimant(s): Donald Storer
Claimant Lawyers(s): Donald Storer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joel P. Mellis
Hearing Site: New York, NY
| | $38 |
| 06-00091 | 02/11/2008 | Claimant(s): Barbara Delashmitt
Claimant Lawyers(s): David C. Harrison
Respondent(s): Barry MacNeal, David Lamb, BestVest Investment Brokerage Services, MacNeal Associates
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Vincent P. Sarnatora, Kathleen K. Murphy, Robert T. Kelly
Hearing Site: Philadelphia, PA
| | $0 |
| 06-05422 | 02/08/2008 | Claimant(s): Fiduciary Financial Services
Claimant Lawyers(s): John A. Koepke
Respondent(s): Mark Warner, The Masters., VSR Financial Services.
Respondent Lawyers(s): Jon M. Stanfield, Nathan J. Schwartz
Arbitrator(s): Marie A. Moore, Richard A Miller, Anita M. Jean
Hearing Site: Dallas, TX
| | |
| 07-01213 | 02/08/2008 | Claimant(s): Kjersten Lazar
Claimant Lawyers(s): Jeffrey L. Wilson
Respondent(s): Catherine Galgano, Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Donald J. Rasweiler, Denzil J. Klippel, Susan C. Lushing
Hearing Site: New York, NY
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