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FINRA Awards for Richard Maclennan

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0480602/13/2008Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey M. Sklarz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn
Hearing Site: Hartford, CT
07-0018302/13/2008Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey R Hellman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jessica S. Boar
Arbitrator(s):
Hearing Site: Hartford, CT

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