| 07-00079 | 05/06/2008 | Claimant(s): David Pepe
Claimant Lawyers(s): Jack Chan
Respondent(s): Michael Andzel, Morgenthau & Associates.
Respondent Lawyers(s): Richard J. Magid
Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis
Hearing Site: New York, NY
|  | $52,000 |
| 07-03049 | 05/06/2008 | Claimant(s): Estate of Gordon H. Armbruster
Claimant Lawyers(s): Robert Kamman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
| | $3,487 |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
| 07-01984 | 05/06/2008 | Claimant(s): Robert Wells
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Banc One Securties Corp.
Respondent Lawyers(s): Andrew I Sutter
Arbitrator(s): James Clifton Stone, Hugh C. Durbin, Randall S. Strause
Hearing Site: Louisville, KY
| | $0 |
| 07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup.
Respondent Lawyers(s): Jill Rosenberg
Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor
Hearing Site: New York, NY
| | |
| 07-01054 | 05/05/2008 | Claimant(s): Andrea Mears
Claimant Lawyers(s): Andrea Diane Mears
Respondent(s): Bud Nicol
Respondent Lawyers(s): Stephanie L. Knott
Arbitrator(s): Linda Fairchild, Benjamin E. Fisher, Gregory L. Hess
Hearing Site: Orlando, FL
| | |
| 06-00085 | 05/05/2008 | Claimant(s): Roger Hanson
Claimant Lawyers(s): Jordan K. Atzoff
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John W. Parker, Martin Perlberger, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $775,012 |
| 07-00107 | 05/02/2008 | Claimant(s): Edward Satlin, Micah Scheinberg
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Jeffrey E. Skogsbergh, Robert Bruce MacDonald, David Nielsen
Hearing Site: Los Angeles, CA
| | |
| 07-01618 | 05/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Ryan P. Smith
Respondent(s): Roderick Brown
Respondent Lawyers(s): Roderick L. Brown
Arbitrator(s): Daniel W. Desmond, Linda A. Allen, David P. McDuffee
Hearing Site: Raleigh, NC
| | |
| 07-03200 | 05/02/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kevin Browne
Respondent Lawyers(s): Kevin Browne
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
