07-03195 | 04/28/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Vikas Patel Respondent Lawyers(s): Vikas Patel Arbitrator(s): Richard E. Lerner Hearing Site: Newark, NJ
| | $0 |
07-01762 | 04/28/2008 | Claimant(s): Bantz Revocable Living Trust Claimant Lawyers(s): William F. Davis Respondent(s): David Rhee Respondent Lawyers(s): David J. Rhee Arbitrator(s): S. Jeffrey Minker Hearing Site: Phoenix, AZ
| | $98,000 |
07-01815 | 04/28/2008 | Claimant(s): Larry Finkermeier Claimant Lawyers(s): Jeffrey Kruske Respondent(s): New England Securities Respondent Lawyers(s): Peter J. Flanagan Arbitrator(s): Donald B. Clark Hearing Site: Kansas City, MO
| | $35,274 |
07-01399 | 04/25/2008 | Claimant(s): J.B. Hanauer & Co. Claimant Lawyers(s): Jeffrey L Cox Respondent(s): Michael Gold Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Ned B. Young, Daniel H. Yaffe, Brian J. Kovack Hearing Site: Boca Raton, FL
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07-01458 | 04/25/2008 | Claimant(s): Gerald Kessler Claimant Lawyers(s): Michael B. Dubin Respondent(s): Wachovia Securities, Paul Baker Respondent Lawyers(s): Andrew R. Park, Joseph A. Dougherty Arbitrator(s): Michael D. Neft, Harold P. Starr, George F. Adams Hearing Site: Philadelphia, PA
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07-01694 | 04/25/2008 | Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies. Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Myra Roenicke Respondent Lawyers(s): Sheetal Parikh Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson Hearing Site: Detroit, MI
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04-07141 | 04/25/2008 | Claimant(s): Mariam Nigohosian Claimant Lawyers(s): Kevin P. Conway Respondent(s): Waterhouse Securities a/k/a Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Judith Fields Jurney, James S. Hazard, Daniel A. Dolan Hearing Site: New York, NY
| | $150,000 |
06-05229 | 04/25/2008 | Claimant(s): Anne Woodhouse, The Estate of Melvyn Woodhouse Claimant Lawyers(s): Romaine Gardner Respondent(s): Damascus Lee Respondent Lawyers(s): Damascus I Lee Arbitrator(s): Michael G. Shannon, Thomas D. Giordano, Denise N. Seegobin Hearing Site: New York, NY
| | $67,185 |
07-00689 | 04/25/2008 | Claimant(s): Marjorie Smith, Bert A. Smith IRA, Bert A. Smith 1988 Trust DTD 9/29/1988 Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Associated Securities Corporation Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Alvin L. Fishman, Walter J. Huntley, Nancy A. Yonge Hearing Site: Reno, NV
| | $0 |
07-01651 | 04/25/2008 | Claimant(s): Estate of S. Saunders & Annette Saunders Claimant Lawyers(s): Darren C. Blum Respondent(s): Oppenheimer & Co.., Peter Bizinkauskas Respondent Lawyers(s): Kathy M. Klock, Mark David Hunter Arbitrator(s): Leslie L. Cooney, Berthold T. Berkwich, Sheldon N. Reibman Hearing Site: Boca Raton, FL
| | $250 |