05-05553 | 06/09/2008 | Claimant(s): William C. and Jeneanne C. Hyatt Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser Hearing Site: Atlanta, GA
| | $30,695 |
07-02000 | 06/09/2008 | Claimant(s): Duncan McCandless Claimant Lawyers(s): Duncan S. McCandless Respondent(s): Dennis Willis, Associated Securities Corp. Respondent Lawyers(s): Samuel Edgerton Arbitrator(s): Lester Friedman, Cheryl R. Kershner, Walter F. Dillaway Hearing Site: San Francisco, CA
| | $0 |
07-03127 | 06/09/2008 | Claimant(s): Ruth Smith, William Smith, Ruth M. Smith IRA, William L. Smith IRA Claimant Lawyers(s): Ruth M. Smith Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Barry R. Temkin Arbitrator(s): Jerry H. Friedland Hearing Site: Phoenix, AZ
| | $0 |
08-00054 | 06/09/2008 | Claimant(s): Jorge Gonzalez Claimant Lawyers(s): Jorge Gonzalez Respondent(s): McLaughlin, Piven, Vogel Securities Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): William G. Binckes Hearing Site: New York, NY
| | $0 |
07-02910 | 06/06/2008 | Claimant(s): Howard Yee Claimant Lawyers(s): Alan E. Wolin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Marcie Mintz Arbitrator(s): Barry Feiden, Camille S. Cooper, Randolph Guggenheimer Hearing Site: New York, NY
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07-03174 | 06/06/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Antonio Tremino Respondent Lawyers(s): Antonio Tremino Arbitrator(s): John Daly Hearing Site: New York, NY
| | $0 |
07-02238 | 06/06/2008 | Claimant(s): Rachel Becker Claimant Lawyers(s): Karen J. Van Ingen Respondent(s): Carl Wiseman, David Cooper, GKN Securities Corp., Early Bird Capital., Firebrand Financial Group. Respondent Lawyers(s): Joseph F. Keenan, Meredith Cavallaro Arbitrator(s): Gary W. Sherbell Hearing Site: New York, NY
| | $19,590 |
07-00236 | 06/06/2008 | Claimant(s): Steven Holder, Holder Family LP, The Steven Holder Trust Claimant Lawyers(s): Theodore J. Cohen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nicholas P. Crowell Arbitrator(s): James R. Duncan, J. Jean Elliott, James S. Carlson Hearing Site: Los Angeles, CA
| | $0 |
07-01889 | 06/06/2008 | Claimant(s): Margaret Toruno Claimant Lawyers(s): Richard B. Fosher Respondent(s): Alliance Advisory & Securities., Associated Securities Corp Respondent Lawyers(s): Chad Weaver, H Thomas Fehn Arbitrator(s): Barbara M. Zak, Elliott David Finkel, David L. Casterline Hearing Site: Los Angeles, CA
| | $0 |
07-01107 | 06/05/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gilberta Dorsey Respondent Lawyers(s): Anthony B. Cameron Arbitrator(s): Thomas J. McAllister, William Stark Port, Matthew R. Salamon Hearing Site: St. Louis, MO
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