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FINRA Awards for Associated Securities Corp

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0188906/06/2008Claimant(s): Margaret Toruno
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Alliance Advisory & Securities., Associated Securities Corp
Respondent Lawyers(s): Chad Weaver, H Thomas Fehn
Arbitrator(s): Barbara M. Zak, Elliott David Finkel, David L. Casterline
Hearing Site: Los Angeles, CA
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