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FINRA Awards for Marcie Mintz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0081601/16/2013Claimant(s): Ziad Yaghnam
Claimant Lawyers(s): Ziad Yaghnam
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
11-0376807/31/2012Claimant(s): Jeffrey Jennings
Claimant Lawyers(s): Jeff Jennings
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Bill Swinford, James Clifton Stone, Jeffrey M. Bain
Hearing Site: Louisville, KY
07-0291006/06/2008Claimant(s): Howard Yee
Claimant Lawyers(s): Alan E. Wolin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Barry Feiden, Camille S. Cooper, Randolph Guggenheimer
Hearing Site: New York, NY

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