07-02242 | 06/23/2008 | Claimant(s): Edward Bagley Claimant Lawyers(s): John R. Kiefner Respondent(s): Max Assenheimer, Northeast Securities. Respondent Lawyers(s): Adam S. Tanenbaum Arbitrator(s): Don Muyskens, William J. Schifino, Jason S. Thackeray Hearing Site: Tampa, FL
| | $100,000 |
07-01578 | 06/23/2008 | Claimant(s): Mario Picinich, Rosemarie Picinich Claimant Lawyers(s): Bruce E. Baldinger Respondent(s): Jeffrey Alecci, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Susan MacFarlane Arbitrator(s): Nathan J. Minucci, Kenneth J. Horowitz, Norman Kass Hearing Site: Newark, NJ
| | $0 |
07-00131 | 06/20/2008 | Claimant(s): Michael Ziegelbaum Claimant Lawyers(s): Michael Burrows Respondent(s): MarkeAxess Holdings. f/k/a Martket, Marketaxess Corporation Respondent Lawyers(s): David A. Picon, Kenneth E. Aldous Arbitrator(s): Frank M. Suttell, Carole R. Bernstein, Alun Hywel Jones Hearing Site: New York, NY
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07-01247 | 06/20/2008 | Claimant(s): Michael Ziegelbaum Claimant Lawyers(s): Michael Burrows Respondent(s): MarketAxess Holdings Inc. f/k/a Market Respondent Lawyers(s): Kenneth E. Aldous Arbitrator(s): Hearing Site: New York, NY
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07-01940 | 06/19/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Freedman Respondent Lawyers(s): Kenneth D. Freedman Arbitrator(s): Frank F. Foys, Robert W. Edler, Richard A. Van Kalker Hearing Site: Chicago, IL
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03-03099 | 06/19/2008 | Claimant(s): Steven Vender Claimant Lawyers(s): William F. Davis Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Edward T. Swanson Hearing Site: Los Angeles, CA
| | $0 |
05-06525 | 06/18/2008 | Claimant(s): George Busse, Yvonne Busse, George D. Busse Trust Claimant Lawyers(s): Lawrence L. Klayman Respondent(s): D.A. Davidson & Co. Respondent Lawyers(s): Curt Roy Hineline Arbitrator(s): John E. Plock, Richard J. Lawrence, Martha Jeanne Wilcoxson Hearing Site: Cheyenne, WY
| | $0 |
07-01052 | 06/18/2008 | Claimant(s): Robert L. Parker & Catherine M. Parker Claimant Lawyers(s): Phyllis A. Norman Respondent(s): Charles Bigbie Respondent Lawyers(s): K. Clark Phipps Arbitrator(s): Leslie L. Conner, Van R. Oliver, John R. Storm Hearing Site: Oklahoma City, OK
| | $0 |
07-02837 | 06/17/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): David Ricca Respondent Lawyers(s): David A. Ricca Arbitrator(s): Lisa Catalano Hearing Site: New York, NY
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07-01346 | 06/17/2008 | Claimant(s): Judy Schulman and Murray Bieda Claimant Lawyers(s): Marc A. Wites Respondent(s): Jason Woessner, National Financial Services LLC, Scott Brooks, Stanley Brooks, Brookstreet Securities Corporation Respondent Lawyers(s): H. Thomas Fehn, Jason Woessner, Matthew Farley Arbitrator(s): Lawrence M. Green, Stuart Harvey Ziegler, Edwin J. Slovitt Hearing Site: Boca Raton, FL
| | $540,000 |