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FINRA Awards for Kenneth E. Aldous

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0013106/20/2008Claimant(s): Michael Ziegelbaum
Claimant Lawyers(s): Michael Burrows
Respondent(s): MarkeAxess Holdings. f/k/a Martket, Marketaxess Corporation
Respondent Lawyers(s): David A. Picon, Kenneth E. Aldous
Arbitrator(s): Frank M. Suttell, Carole R. Bernstein, Alun Hywel Jones
Hearing Site: New York, NY
07-0124706/20/2008Claimant(s): Michael Ziegelbaum
Claimant Lawyers(s): Michael Burrows
Respondent(s): MarketAxess Holdings Inc. f/k/a Market
Respondent Lawyers(s): Kenneth E. Aldous
Arbitrator(s):
Hearing Site: New York, NY

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