| 22-00505 | 12/16/2022 | Claimant(s): Bradley Ford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors., USA Financial Securities Corporation
Respondent Lawyers(s): Andrea McGrew, Susan D. Duff
Arbitrator(s): Amelia F. Adams
Hearing Site: Louisville, KY
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| 21-02008 | 12/16/2022 | Claimant(s): Beau Crabill
Claimant Lawyers(s): Philip Vujanov
Respondent(s): Sean Casterline, Delta Securities Company
Respondent Lawyers(s): Chelsea Bauer, K. Michael Swann
Arbitrator(s): Katherine Hendricks, Adrian Martinez Madrone, Riya Kuo
Hearing Site: Seattle, WA
|  | Expungement |
| 19-02225 | 12/15/2022 | Claimant(s): Young America Capital
Claimant Lawyers(s): Tad Bull
Respondent(s): Novae Inc. f/k/a HandyU Inc.
Respondent Lawyers(s): Sergio Arana
Arbitrator(s): Francis Xavier Sexton, Louis David Huss, Raymond Gerald Teet
Hearing Site: Boca Raton, FL
| | $0 |
| 21-00034 | 12/15/2022 | Claimant(s): Mark Birringer
Claimant Lawyers(s): John David Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Michael Genovese, Matthew D Arbit, Robert Joseph Musur
Hearing Site: Chicago, IL
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| 21-00148 | 12/15/2022 | Claimant(s): Truist Investment Services.
Claimant Lawyers(s): Jeffrey M. Lichtstein
Respondent(s): Christopher Walter
Respondent Lawyers(s): Christopher Russell Walter
Arbitrator(s): Shelley Simons Korch, Kathy Davidson Ireland, James Ray Eyler
Hearing Site: Baltimore, MD
| | |
| 22-00055 | 12/15/2022 | Claimant(s): Enis Taner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 22-00157 | 12/15/2022 | Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Richard Logalbo
Respondent Lawyers(s): Richard A. Logalbo
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
| | |
| 22-00780 | 12/15/2022 | Claimant(s): Matthew Harris
Claimant Lawyers(s): Samantha Pastor
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 22-01169 | 12/15/2022 | Claimant(s): Justin Apakian
Claimant Lawyers(s): Zachary Morse
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 22-01654 | 12/15/2022 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): David Huhtala
Respondent Lawyers(s): David Andrew Huhtala
Arbitrator(s): Robert J. Scafuri
Hearing Site: Syracuse, NY
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