| 08-03655 | 06/04/2009 | Claimant(s): Richard and Margaret Wassel
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley & Co., Mary Meeker
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Raphael M. Kelly, Robert Finder, Floyd Edward Roberts
Hearing Site: Orlando, FL
|  | $0 |
| 08-04339 | 06/04/2009 | Claimant(s): Darria Kosich
Claimant Lawyers(s): Darria Elizabeth Kosich
Respondent(s): Wachovia Securities, David Neison
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 08-05002 | 06/04/2009 | Claimant(s): Howard Winston
Claimant Lawyers(s): Howard Winston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kevin R. McDermott
Hearing Site: Cincinnati, OH
| | $88 |
| 06-04407 | 06/03/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): David H. Smith
Respondent(s): David Bryant
Respondent Lawyers(s): Jonathan W. Evans
Arbitrator(s): Donald T. Meder, Dorothy B. Strackbein, Robert Elman
Hearing Site: Los Angeles, CA
| | |
| 08-00670 | 06/03/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin B. Walker
Respondent(s): Peter Thompson
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
| | |
| 08-04666 | 06/03/2009 | Claimant(s): Larry Wilbanks
Claimant Lawyers(s): Larry Stephen Wilbanks
Respondent(s): Hancock Securities Group
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): William Stark Port
Hearing Site: St. Louis, MO
| | |
| 08-01333 | 06/03/2009 | Claimant(s): Philip Richardson Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Marc S. Piven, Thomas Anthony Van Tiem, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | $431,000 |
| 08-02315 | 06/03/2009 | Claimant(s): Nicholas S. Orlando & Michelle Orlando
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Citigroup Global Markets., Joseph Reap
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson
Hearing Site: New York, NY
| | $60,000 |
| 08-02472 | 06/03/2009 | Claimant(s): Mary Lou Soldato
Claimant Lawyers(s): David A. Genelly
Respondent(s): Joseph Fabian, FSC Securities Corporation
Respondent Lawyers(s): Jon M. Bylsma, Samuel P. Mauch
Arbitrator(s): Raymond P. Buschmann, Theresa A Gillerlain, Matthew P. Hardy
Hearing Site: Chicago, IL
| | $115,225 |
| 08-04626 | 06/02/2009 | Claimant(s): Brenda Hadjigeorgalis, IRA, Michael Hadjigeorgalis, Michael and Brenda Hadjigeorgalis
Claimant Lawyers(s): Antonios Hadjigeorgalis
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Fred M. Ridolphi
Hearing Site: Nashville, TN
| | $5,342 |
