Potomac Analytics' Logo

FINRA Awards

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 19,941-19,950 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0365506/04/2009Claimant(s): Richard and Margaret Wassel
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley & Co., Mary Meeker
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Raphael M. Kelly, Robert Finder, Floyd Edward Roberts
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0433906/04/2009Claimant(s): Darria Kosich
Claimant Lawyers(s): Darria Elizabeth Kosich
Respondent(s): Wachovia Securities, David Neison
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0500206/04/2009Claimant(s): Howard Winston
Claimant Lawyers(s): Howard Winston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kevin R. McDermott
Hearing Site: Cincinnati, OH
Checkmark Icon$88
06-0440706/03/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): David H. Smith
Respondent(s): David Bryant
Respondent Lawyers(s): Jonathan W. Evans
Arbitrator(s): Donald T. Meder, Dorothy B. Strackbein, Robert Elman
Hearing Site: Los Angeles, CA
08-0067006/03/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin B. Walker
Respondent(s): Peter Thompson
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
08-0466606/03/2009Claimant(s): Larry Wilbanks
Claimant Lawyers(s): Larry Stephen Wilbanks
Respondent(s): Hancock Securities Group
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): William Stark Port
Hearing Site: St. Louis, MO
08-0133306/03/2009Claimant(s): Philip Richardson Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Marc S. Piven, Thomas Anthony Van Tiem, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark Icon$431,000
08-0231506/03/2009Claimant(s): Nicholas S. Orlando & Michelle Orlando
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Citigroup Global Markets., Joseph Reap
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson
Hearing Site: New York, NY
Checkmark Icon$60,000
08-0247206/03/2009Claimant(s): Mary Lou Soldato
Claimant Lawyers(s): David A. Genelly
Respondent(s): Joseph Fabian, FSC Securities Corporation
Respondent Lawyers(s): Jon M. Bylsma, Samuel P. Mauch
Arbitrator(s): Raymond P. Buschmann, Theresa A Gillerlain, Matthew P. Hardy
Hearing Site: Chicago, IL
Checkmark Icon$115,225
08-0462606/02/2009Claimant(s): Brenda Hadjigeorgalis, IRA, Michael Hadjigeorgalis, Michael and Brenda Hadjigeorgalis
Claimant Lawyers(s): Antonios Hadjigeorgalis
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Fred M. Ridolphi
Hearing Site: Nashville, TN
Checkmark Icon$5,342

22,017 Results

Display: