Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00324 | 08/19/2013 | Claimant(s): Virginia Nichols Claimant Lawyers(s): Howard W. Slutsky Respondent(s): Christopher Roberts, U.S. Bancorp Investments. Respondent Lawyers(s): John Rock Arbitrator(s): Kevin R. McDermott Hearing Site: Columbus, OH |  | $3,713 |
| 11-02518 | 09/06/2012 | Claimant(s): Raymond Gaib Claimant Lawyers(s): Raymond M. Gaib Respondent(s): Jason Cruciani Respondent Lawyers(s): Jason Cruciani Arbitrator(s): Kevin R. McDermott Hearing Site: Columbus, OH | | $10,075 |
| 11-00807 | 02/15/2012 | Claimant(s): Kwame Boateng Claimant Lawyers(s): A. Brian McIntosh Respondent(s): Danielle Schmidt, Kevin Martin, Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Kevin R. McDermott Hearing Site: Cincinnati, OH | | Stipulated Award and Expungement |
| 10-02707 | 10/29/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C Nowak Respondent(s): Junius Beaver Respondent Lawyers(s): Junius Verne Beaver Arbitrator(s): Kevin R. McDermott Hearing Site: Louisville, KY | ||
| 08-05002 | 06/04/2009 | Claimant(s): Howard Winston Claimant Lawyers(s): Howard Winston Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Kevin R. McDermott Hearing Site: Cincinnati, OH | | $88 |