08-00530 | 06/04/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Brady J. Hermann Respondent(s): Charles Griffin Respondent Lawyers(s): Charles C. Griffin Arbitrator(s): Michael Lloyd Weisel, Frank Samuel Perri, John E. Baynum Hearing Site: Raleigh, NC
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08-00653 | 06/04/2009 | Claimant(s): Matthew Eastwick Claimant Lawyers(s): James A. Batson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ronald Minkoff Arbitrator(s): Bernard A. Friedman, Leslie Ruth Nydick, Michael J. Contrastano Hearing Site: New York, NY
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08-00732 | 06/04/2009 | Claimant(s): Kurt Lichtman Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Greenwich Capital Respondent Lawyers(s): Keith A. Markel Arbitrator(s): Lionel C. Bandler, Jill I. Gross, Lori Ann Romeo Hearing Site: New York, NY
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05-05872 | 06/04/2009 | Claimant(s): Lloyd and Edith Kippley Claimant Lawyers(s): Bruce D. Oakes Respondent(s): First Republic Group Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Emanuel V. Gumina, James R. Schoenike, William B. Ross Hearing Site: Milwaukee, WI
| | $134,504 |
08-01204 | 06/04/2009 | Claimant(s): Brian McDonald Claimant Lawyers(s): Retta A. Miller Respondent(s): Robyn Reagan, Regal Securities Inc. Respondent Lawyers(s): Nicholas P. Iavarone, Steven J. Berry Arbitrator(s): Maxel (Bud) B. Silverberg, George F. Longino, Leighton Aiken Hearing Site: Dallas, TX
| | $172,864 |
99-04694 | 06/04/2009 | Claimant(s): Suryakant & Sushila Patel Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Barbara Ralston, Charles Lazzaro, Drew Chalmers, First Wall Street Corp. Respondent Lawyers(s): Christopher P. Mader, Cynthia M. Schleindl Arbitrator(s): Steven Gourley, Luis R. Ruiz, Sheldon Stanford Ellis, Joseph Winter Hearing Site: Phoenix, AZ
| | Expungement |
04-05955 | 06/04/2009 | Claimant(s): Barbara J. and Robert V. Hinshaw Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Kathleen A. DeLaney Hearing Site: Indianapolis, IN
| | $0 |
07-03394 | 06/04/2009 | Claimant(s): Henry Archer Claimant Lawyers(s): Henry W. Archer Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Sam Antar, Richard D. Levin, James M. Rhodes Hearing Site: New York, NY
| | $0 |
08-00539 | 06/04/2009 | Claimant(s): Arun Chaudhuri Claimant Lawyers(s): Arun K. Chaudhuri Respondent(s): Jason Tellinghuisen, Jeff Smith, Richard Chun, Rod Gonzales Respondent Lawyers(s): John L. Erikson Arbitrator(s): Robert W. Vernon Hearing Site: Los Angeles, CA
| | $0 |
08-01777 | 06/04/2009 | Claimant(s): Kais Maalej Claimant Lawyers(s): Kais Maalej Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Martin H. Zern Hearing Site: New York, NY
| | $0 |