04-04494 | 06/12/2009 | Claimant(s): Tim Bell Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L Parmelee Arbitrator(s): Richard P. Flake Hearing Site: Houston, TX
| | $36,517 |
08-04250 | 06/12/2009 | Claimant(s): Charlotte Comfort Claimant Lawyers(s): Charlotte Comfort Respondent(s): Ing Direct Securities Inc., Sharebuilder Securities Corporation Respondent Lawyers(s): C. Dean Little Arbitrator(s): Stuart H. Dunn, Frank Warren Moore, Roderick B. Mathews Hearing Site: Richmond, VA
| | $0 |
08-00179 | 06/11/2009 | Claimant(s): Henry Klosky and Patricia Klosky Claimant Lawyers(s): Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John S. Golwen Arbitrator(s): Irwin S. Sugerman, Norman E. Heyman, Jay R. Robinson Hearing Site: Memphis, TN
| | $134,000 |
07-03529 | 06/11/2009 | Claimant(s): Richard Johnston & Clotilda J. Johnston Claimant Lawyers(s): Benjamin Lapin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Alfred H. Kingon Hearing Site: New York, NY
| | $0 |
06-00240 | 06/10/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Patricia Tsipras Respondent(s): Mark Rossel Respondent Lawyers(s): Erwin J. Shustak Arbitrator(s): Dean Schneider, Theresa Y. Hu, David S. Harrison Hearing Site: Los Angeles, CA
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07-01037 | 06/10/2009 | Claimant(s): Charles Bever Claimant Lawyers(s): Michael McDonough Respondent(s): Wachovia Securities Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Harry L. Sheehy, Michael I. White, Bridget A. Mitchell Hearing Site: Des Moines, IA
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08-01786 | 06/10/2009 | Claimant(s): Radhakrishnan Nair Claimant Lawyers(s): Radhakrishnan Nair Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): E. Andre Velez Arbitrator(s): Cheryl H. Agris, Mary Elizabeth Satran, Eileen Devaney Leo Hearing Site: Hartford, CT
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08-02059 | 06/10/2009 | Claimant(s): Chase Investment Services Corp. Claimant Lawyers(s): Thomas J. Cahill Respondent(s): Brian Radoo, Next Financial Group. Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen Hearing Site: New York, NY
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05-03310 | 06/10/2009 | Claimant(s): Charlene Thrasher Claimant Lawyers(s): Ira M. Potter Respondent(s): Henry Broussard Respondent Lawyers(s): Henry L. Broussard Arbitrator(s): James P. O'Grady Hearing Site: St. Louis, MO
| | $28,308 |
08-00926 | 06/10/2009 | Claimant(s): Richard and Carolyn Bland Claimant Lawyers(s): Debra Brewer Hayes Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Lawrence M. Oberdank, Royce Alan Burns, John F. O'Neill Hearing Site: Birmingham, AL
| | $21,801 |