Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
08-04250 | 06/12/2009 | Claimant(s): Charlotte Comfort Claimant Lawyers(s): Charlotte Comfort Respondent(s): Ing Direct Securities Inc., Sharebuilder Securities Corporation Respondent Lawyers(s): C. Dean Little Arbitrator(s): Stuart H. Dunn, Frank Warren Moore, Roderick B. Mathews Hearing Site: Richmond, VA | $0 | |
07-02775 | 08/29/2008 | Claimant(s): James Baxter, Kathleen King, Betty/James E. Baxter, II, Joint Tenants, John/James E. Baxter Claimant Lawyers(s): William D. Bayliss Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Stuart H. Dunn, Keith A. Green, Roderick B. Mathews Hearing Site: Richmond, VA | $223,910 |