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FINRA Awards for Kathleen King

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0277508/29/2008Claimant(s): James Baxter, Kathleen King, Betty/James E. Baxter, II, Joint Tenants, John/James E. Baxter
Claimant Lawyers(s): William D. Bayliss
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Stuart H. Dunn, Keith A. Green, Roderick B. Mathews
Hearing Site: Richmond, VA
Checkmark Icon$223,910

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