| 08-01735 | 07/23/2009 | Claimant(s): Gary Caletka
Claimant Lawyers(s): Gary L. Caletka
Respondent(s): David Daily
Respondent Lawyers(s): George D. Ernest
Arbitrator(s): Charles K Reasonover, James Kee Irvin, Leon T. Roberts
Hearing Site: New Orleans, LA
|  | $0 |
| 08-02069 | 07/23/2009 | Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean
Claimant Lawyers(s): Kathleen F. Carpenter
Respondent(s): Emmett A Larkin Company., Michael Dawes
Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes
Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03752 | 07/23/2009 | Claimant(s): David Friedman
Claimant Lawyers(s): David Friedman
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Donald Ferguson
Hearing Site: New York, NY
| | $0 |
| 09-00592 | 07/23/2009 | Claimant(s): Shamshudin L. and Zarina S. Lalji
Claimant Lawyers(s): Shamshudin Ladha Lalji
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 09-00901 | 07/23/2009 | Claimant(s): The Arnell Family Trust by Arthur & Lo
Claimant Lawyers(s): Arthur F. Arnell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Thomas J. LoSavio
Hearing Site: San Francisco, CA
| | $0 |
| 03-03485 | 07/22/2009 | Claimant(s): Fahnestock & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Lisa Delphin Rep. to James Delfin Estate
Respondent Lawyers(s): Michael Halpern
Arbitrator(s): Robert H. Hagan, David W. Haynes, Karen Z. Fischer
Hearing Site: Boca Raton, FL
| | |
| 09-04121 | 07/22/2009 | Claimant(s): Kathleen LaHare, Paul Lahare
Claimant Lawyers(s): Paul J. Lahare
Respondent(s): Kathy Mason, Mathew Cotton
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Clave E. Gill
Hearing Site: New Orleans, LA
| | Expungement |
| 04-02355 | 07/22/2009 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Donald McGhan
Respondent Lawyers(s): Donald K. McGhan
Arbitrator(s): Gerald F. Corrigan, Karen L. Gold, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
| 07-03351 | 07/22/2009 | Claimant(s): D.B. Toy Products., Marilyn Brechener TTEE Gertrude Sussel
Claimant Lawyers(s): Sidney A. Weisberg
Respondent(s): Patrick Rathje, Sky Capital LLC
Respondent Lawyers(s): Fran Duffy, Patrick Rathje
Arbitrator(s): Lori H. Carena, Alun Hywel Jones, Daniel J. Cristofano
Hearing Site: New York, NY
| | $0 |
| 08-00622 | 07/22/2009 | Claimant(s): Candace Patterson, William Patterson
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Century Securities Associates.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Robert H. Putnam, Arthur P. Barry, Bonnie B. Revoner
Hearing Site: Atlanta, GA
| | $0 |
