08-01735 | 07/23/2009 | Claimant(s): Gary Caletka Claimant Lawyers(s): Gary L. Caletka Respondent(s): David Daily Respondent Lawyers(s): George D. Ernest Arbitrator(s): Charles K Reasonover, James Kee Irvin, Leon T. Roberts Hearing Site: New Orleans, LA
| | $0 |
08-02069 | 07/23/2009 | Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean Claimant Lawyers(s): Kathleen F. Carpenter Respondent(s): Emmett A Larkin Company., Michael Dawes Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving Hearing Site: Los Angeles, CA
| | $0 |
08-03752 | 07/23/2009 | Claimant(s): David Friedman Claimant Lawyers(s): David Friedman Respondent(s): MBSC Securities Corporation Respondent Lawyers(s): Christopher R. Travis Arbitrator(s): Donald Ferguson Hearing Site: New York, NY
| | $0 |
09-00592 | 07/23/2009 | Claimant(s): Shamshudin L. and Zarina S. Lalji Claimant Lawyers(s): Shamshudin Ladha Lalji Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA
| | $0 |
09-00901 | 07/23/2009 | Claimant(s): The Arnell Family Trust by Arthur & Lo Claimant Lawyers(s): Arthur F. Arnell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Thomas J. LoSavio Hearing Site: San Francisco, CA
| | $0 |
03-03485 | 07/22/2009 | Claimant(s): Fahnestock & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Lisa Delphin Rep. to James Delfin Estate Respondent Lawyers(s): Michael Halpern Arbitrator(s): Robert H. Hagan, David W. Haynes, Karen Z. Fischer Hearing Site: Boca Raton, FL
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09-04121 | 07/22/2009 | Claimant(s): Kathleen LaHare, Paul Lahare Claimant Lawyers(s): Paul J. Lahare Respondent(s): Kathy Mason, Mathew Cotton Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Clave E. Gill Hearing Site: New Orleans, LA
| | Expungement |
04-02355 | 07/22/2009 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Craig R. Bockman Respondent(s): Donald McGhan Respondent Lawyers(s): Donald K. McGhan Arbitrator(s): Gerald F. Corrigan, Karen L. Gold, Paul H. White Hearing Site: Los Angeles, CA
| | $0 |
07-03351 | 07/22/2009 | Claimant(s): D.B. Toy Products., Marilyn Brechener TTEE Gertrude Sussel Claimant Lawyers(s): Sidney A. Weisberg Respondent(s): Patrick Rathje, Sky Capital LLC Respondent Lawyers(s): Fran Duffy, Patrick Rathje Arbitrator(s): Lori H. Carena, Alun Hywel Jones, Daniel J. Cristofano Hearing Site: New York, NY
| | $0 |
08-00622 | 07/22/2009 | Claimant(s): Candace Patterson, William Patterson Claimant Lawyers(s): Steven J. Gard Respondent(s): Century Securities Associates. Respondent Lawyers(s): Christopher G. Lazarini Arbitrator(s): Robert H. Putnam, Arthur P. Barry, Bonnie B. Revoner Hearing Site: Atlanta, GA
| | $0 |