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FINRA Awards for Arthur F. Arnell

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0090107/23/2009Claimant(s): The Arnell Family Trust by Arthur & Lo
Claimant Lawyers(s): Arthur F. Arnell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Thomas J. LoSavio
Hearing Site: San Francisco, CA
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