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FINRA Awards for Fran Duffy

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0335107/22/2009Claimant(s): D.B. Toy Products., Marilyn Brechener TTEE Gertrude Sussel
Claimant Lawyers(s): Sidney A. Weisberg
Respondent(s): Patrick Rathje, Sky Capital LLC
Respondent Lawyers(s): Fran Duffy, Patrick Rathje
Arbitrator(s): Lori H. Carena, Alun Hywel Jones, Daniel J. Cristofano
Hearing Site: New York, NY
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