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FINRA Awards for Karen L. Gold

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0237105/08/2015Claimant(s): Brandon Chang, Winifred Sun
Claimant Lawyers(s): Christine A. Page
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Theresa Y. Hu, Karen L. Gold, Milton N. Gross
Hearing Site: Los Angeles, CA
13-0041508/07/2014Claimant(s): Elizabeth Steinlauf, ENS Family Trust U/D/T 12/27/11, Elizabeth N. Steinlauf Trust
Claimant Lawyers(s): Jahan K. Manasseh, Steven D. Toskes
Respondent(s): Timothy Neuville
Respondent Lawyers(s): Connie M. Anderson
Arbitrator(s): Victoria E. Johnson, Judith Porter, Karen L. Gold
Hearing Site: Los Angeles, CA
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10-0159812/26/2013Claimant(s): Stanley Brooks, Brookstreet Securities Corporation, Brooks Family Trust
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Jason S. Pinney
Arbitrator(s): Robert Bruce MacDonald, Karen L. Gold, David L. Maislen
Hearing Site: Los Angeles, CA
04-0235507/22/2009Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Donald McGhan
Respondent Lawyers(s): Donald K. McGhan
Arbitrator(s): Gerald F. Corrigan, Karen L. Gold, Paul H. White
Hearing Site: Los Angeles, CA
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