| 08-03432 | 08/17/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Andrew Tressler, Greg Klement, Mary Klement
Respondent Lawyers(s): Bryan Forman, Christopher J. Albanese
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Lawrence R. Maxwell
Hearing Site: Dallas, TX
|  | $387,960 |
| 08-03433 | 08/17/2009 | Claimant(s): Greg Klement, Mary Klement
Claimant Lawyers(s): Bryan Forman
Respondent(s): Andrew Tressler, American Capital Partners, Llc
Respondent Lawyers(s): Christoper J. Albanese, J. Christopher Albanese
Arbitrator(s):
Hearing Site: Dallas, TX
| | $387,960 |
| 08-02227 | 08/14/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ismail Jamoua
Respondent Lawyers(s): Michael L. Pitt
Arbitrator(s): Marvin I. Horowitz, Nancy R. Papo, Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 08-04954 | 08/14/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Mark Minnucci
Respondent Lawyers(s): Mark James Minnucci
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
| | |
| 09-00564 | 08/14/2009 | Claimant(s): Delores McCaslin
Claimant Lawyers(s): Delores J. McCaslin
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Laurie E. Law
Hearing Site: Anchorage, AK
| | $20,689 |
| 08-00523 | 08/13/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Robert Martin
Respondent Lawyers(s): Robert Martin
Arbitrator(s): Thomas Caiaffa, Jeffrey Steinberg, John W. Thomas
Hearing Site: Newark, NJ
| | |
| 09-00293 | 08/13/2009 | Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
| | |
| 05-05229 | 08/13/2009 | Claimant(s): Henry Zurlo
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Pimonte, Joseph Galati, Thomas Francis
Respondent Lawyers(s): Erin K. Linehan, James Pimonte, Thomas Francis
Arbitrator(s): Edward T. Borer, John P. Scordo
Hearing Site: Philadelphia, PA
| | $50,261 |
| 08-00466 | 08/12/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Thomas Banus
Respondent Lawyers(s): Mark R. Thierman
Arbitrator(s): Peter L. Pointer, Robert G. Conway, Ralph L. Corton
Hearing Site: Cleveland, OH
| | |
| 08-02698 | 08/12/2009 | Claimant(s): Gary Mayes, Estate of Elwin D. Mayes, Gary Brent May
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Frank M. Romano, Christine Winn Powell, William A. Allen
Hearing Site: Houston, TX
| | $116,000 |
