| 10-00672 | 02/17/2011 | Claimant(s): Marta Toscano and Robert M. Toscano
Claimant Lawyers(s): Karen J Van Ingen
Respondent(s): Chase Investment Services Corp., Marshall Foster
Respondent Lawyers(s): Heather L. Freiburger
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
|  | $39,784 |
| 10-03000 | 02/17/2011 | Claimant(s): Edith Robertson, Glen Robertson, John Sorensen, Sheri Lewis-Sorensen, Susan Robertson
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Securities America.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): John J. Flynn, Thomas D. Reese, Mary H. Evans
Hearing Site: San Francisco, CA
| | $0 |
| 09-05996 | 02/17/2011 | Claimant(s): Alvin L. Bridges Irrevocable Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Thomas Swigert
Arbitrator(s): Tim V. Young, Terresa L. Beaman, Raymond M. Kirtley
Hearing Site: Indianapolis, IN
| | $0 |
| 10-03815 | 02/17/2011 | Claimant(s): Kimberly McCloud
Claimant Lawyers(s): Kimberly S. McCloud
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Patrick J. Halter
Hearing Site: Albuquerque, NM
| | $425 |
| 10-03524 | 02/16/2011 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Clyde Thornburg
Respondent Lawyers(s): Clyde Marshall Thornburg
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
| | $0 |
| 10-03331 | 02/16/2011 | Claimant(s): John Yousef
Claimant Lawyers(s): John Yousef
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Alex H. Keller
Hearing Site: Cleveland, OH
| | $0 |
| 09-01823 | 02/15/2011 | Claimant(s): Allison Alley, Stephen Hoen
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Mandel E. Himelstein, Janice L. Sperow, Thomas E. Mullen
Hearing Site: San Diego, CA
| | $0 |
| 09-03761 | 02/15/2011 | Claimant(s): Michael Poutre, Shlomo Eplboim, EP Acquisition Corp
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Jeff Garstka, Myron Schneidt, Maxxtrade.
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Alvin S. Milder, James P. Murphy, Mary Alice Freeman
Hearing Site: Los Angeles, CA
| | $0 |
| 10-00222 | 02/15/2011 | Claimant(s): Samuel A Ramirez & Co..
Claimant Lawyers(s): Carlos Jose Onetti-Irizarry
Respondent(s): Jean Hernandez
Respondent Lawyers(s): Gloria I. Velazquez Villares
Arbitrator(s): Elena G. Rodriguez, Rex D.K. Seymour, Armando E. Ramirez Vivoni
Hearing Site: San Juan, PR
| | $0 |
| 10-04360 | 02/15/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Joseph Jackson
Respondent Lawyers(s): Joseph A. Jackson
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO
| | $0 |
