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FINRA Awards for Susan Robertson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0300002/17/2011Claimant(s): Edith Robertson, Glen Robertson, John Sorensen, Sheri Lewis-Sorensen, Susan Robertson
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Securities America.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): John J. Flynn, Thomas D. Reese, Mary H. Evans
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504

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