Potomac Analytics' Logo

FINRA Awards for William F. Glaser

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0340205/09/2016Claimant(s): Jean Alban
Claimant Lawyers(s): Jack W. Merritt
Respondent(s): Wells Fargo Advisors, Eric Loche
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
Checkmark IconExpungement
12-0371606/06/2013Claimant(s): Thomas Bartholomew
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Charlotte Stone, Lindsey H. Perry, As Co-Trustee, Jr., William McCurry
Respondent Lawyers(s): Robert Rex
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
Expungement
12-0280304/17/2013Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jeffery Iseler
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
11-0314812/15/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Scott Dascani
Respondent Lawyers(s): Scott Dascani
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
10-0352402/16/2011Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Clyde Thornburg
Respondent Lawyers(s): Clyde Marshall Thornburg
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL

5 Results

Display: