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FINRA Awards for Thomas Bartholomew

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0371606/06/2013Claimant(s): Thomas Bartholomew
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Charlotte Stone, Lindsey H. Perry, As Co-Trustee, Jr., William McCurry
Respondent Lawyers(s): Robert Rex
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
Expungement
09-0489311/11/2010Claimant(s): Marc Curtis
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Thomas Bartholomew, Commonwealth Financial Network
Respondent Lawyers(s): Steven L. Manchel
Arbitrator(s): Colette Manoil, Kelly M. Lonergan, Dennis M. Cronin
Hearing Site: Boston, MA
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