| 10-04428 | 04/28/2011 | Claimant(s): Darlene Gordon
Claimant Lawyers(s): Darlene J. Gordon
Respondent(s): Eric Glod, Metlife Securities Inc.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
|  | $802 |
| 10-04747 | 04/28/2011 | Claimant(s): Robert Fortinsky and Barbara Shadie
Claimant Lawyers(s): Allan M. Kluger
Respondent(s): Francis Smookler, Brookville Capital Partners LLC
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Jerry Schuchman
Hearing Site: Philadelphia, PA
| | $213 |
| 10-03294 | 04/27/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Kevin Mccoy
Respondent Lawyers(s): Kevin M. Mccoy
Arbitrator(s): Robert H. Putnam
Hearing Site: Houston, TX
| | $0 |
| 10-04655 | 04/27/2011 | Claimant(s): Alex Glushanok
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Metlife Securities., Metropolitan Life Insurance Co.
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
| | $0 |
| 10-04926 | 04/27/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Khairi Abdur-Rahman
Respondent Lawyers(s): Khairi Dwayne Abdur-Rahman
Arbitrator(s): Steven R. Rolnick
Hearing Site: Boston, MA
| | $0 |
| 10-05187 | 04/27/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Richard Goldman
Respondent Lawyers(s): Richard Goldman
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | $0 |
| 10-05227 | 04/27/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Ben Rosenberg
Respondent Lawyers(s): Ben Elliot Rosenberg
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Houston, TX
| | $0 |
| 09-05914 | 04/27/2011 | Claimant(s): James M Biggins, James M Biggins and Eygeniya Kalashnikov
Claimant Lawyers(s): James M Biggins
Respondent(s): Phillip Conley
Respondent Lawyers(s): Timothy C. Bass
Arbitrator(s): Jerome Nelson
Hearing Site: Washington, DC
| | $23,738 |
| 10-00594 | 04/27/2011 | Claimant(s): James C. Edington IRA, James C. Edington Trust
Claimant Lawyers(s): Brian G. Mooney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher Gawley
Arbitrator(s): Paul Sidney Elliott, JD, Thomas Roe Oldt, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $0 |
| 10-01192 | 04/27/2011 | Claimant(s): The Wright Family Living Trust
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): John Marshall, Rollance Verkennis, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Joseph C. Campo
Arbitrator(s): Alan Stamm, Thomas W. Gregory, Katharine Reed Coleman
Hearing Site: Los Angeles, CA
| | $1,761,100 |
