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FINRA Awards for Jerome Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0034509/25/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Bryan Hall
Respondent Lawyers(s): Bryan McKinley Hall
Arbitrator(s): Jerome Nelson
Hearing Site: Baltimore, MD
10-0470506/29/2012Claimant(s): Samar Ghadry
Claimant Lawyers(s): Stephen W Nichols
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Jeremy D. Schildcrout
Arbitrator(s): Walter Peterson, Jerome Nelson, Patricia H. Latham
Hearing Site: Washington, DC
Checkmark Icon$0
09-0591404/27/2011Claimant(s): James M Biggins, James M Biggins and Eygeniya Kalashnikov
Claimant Lawyers(s): James M Biggins
Respondent(s): Phillip Conley
Respondent Lawyers(s): Timothy C. Bass
Arbitrator(s): Jerome Nelson
Hearing Site: Washington, DC
Checkmark Icon$23,738
08-0404410/08/2009Claimant(s): Michael Fogarty
Claimant Lawyers(s): John P. Connolly
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Jerome Nelson, Gene E. Godley, Patricia H. Latham
Hearing Site: Washington, DC
Checkmark Icon$0

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