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FINRA Awards for Stephen W Nichols

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0470506/29/2012Claimant(s): Samar Ghadry
Claimant Lawyers(s): Stephen W Nichols
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Jeremy D. Schildcrout
Arbitrator(s): Walter Peterson, Jerome Nelson, Patricia H. Latham
Hearing Site: Washington, DC
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