Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02977 | 07/11/2023 | Claimant(s): Linda O'Connor Claimant Lawyers(s): Linda O'Connor Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Ronald Citron, Annamaria Boccia Smith, Edward W. Morris Hearing Site: New York, NY |  | Dismissed by Rule 12504 |
| 22-02599 | 07/11/2023 | Claimant(s): Miguel Hernandez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 22-01990 | 07/11/2023 | Claimant(s): Jane Doyle Claimant Lawyers(s): Jane Doyle Respondent(s): Scott Schechter, NYLife Securities LLC Respondent Lawyers(s): Daniel A. Hetzel Arbitrator(s): Mark L Miller, Alan M. Wolper, Steven H. Vogel Hearing Site: Chicago, IL | | Expungement |
| 22-02478 | 07/11/2023 | Claimant(s): Michael Vetere Claimant Lawyers(s): Tosh Grebenik Respondent(s): Ameritas Investment Corp. Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ | ||
| 23-00422 | 07/10/2023 | Claimant(s): Charles Fulmore Claimant Lawyers(s): Charles S. Fulmore Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Karl A. Vogeler Hearing Site: Orlando, FL | | $41,850 |
| 22-02369 | 07/10/2023 | Claimant(s): Christopher Hagen Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | ||
| 22-01853 | 07/10/2023 | Claimant(s): Cathy Margoshes Claimant Lawyers(s): Ryan N. Chae Respondent(s): Chikezie Esiobu Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Charlotte, NC | | Expungement |
| 22-02755 | 07/10/2023 | Claimant(s): Thomas Casolaro Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): G. Robert Abrams Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL | ||
| 23-00327 | 07/10/2023 | Claimant(s): David Kelly, Elizabeth Ann Kelly Claimant Lawyers(s): David M Kelly Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | | $0 |
| 22-02898 | 07/07/2023 | Claimant(s): Kinzey Lynch Claimant Lawyers(s): Scott M. Pollins Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Elizabeth Ann Morgan Hearing Site: Philadelphia, PA |