23-02308 | 12/04/2023 | Claimant(s): Eric Wittenberg Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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23-00052 | 12/04/2023 | Claimant(s): Wallace Suku Claimant Lawyers(s): Wallace W. Suku Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Richard E. Lauziere, Peter H. Goldberg, Ronald Kalungi Hearing Site: Washington, DC
| | $0 |
19-02039 | 12/04/2023 | Claimant(s): Gables Capital Management. Claimant Lawyers(s): Jeffrey T. Foreman Respondent(s): Aaron Lupuloff, Stifel, Nicolaus & Co.., Jandra Lubovich, Jon Cooper, INTL FCStone Financial. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Barth Satuloff, Paul B. Glantz, Nanci Sondra Landy Hearing Site: Boca Raton, FL
| | Expungement |
23-01486 | 12/01/2023 | Claimant(s): Michael Peters Claimant Lawyers(s): William Bean Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Charles A. Palmer Hearing Site: Buffalo, NY
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22-02579 | 12/01/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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23-01346 | 12/01/2023 | Claimant(s): Ryan Loynd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Coastal Equities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
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22-01818 | 12/01/2023 | Claimant(s): Gerald Bruns, Sandra Bruns Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Gregory Hunter Mathews, Jason L Pearlman, Sharon Beth Eckstein Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos Claimant Lawyers(s): Craig A. Riha Respondent(s): Wilmington Capital Securities Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin Hearing Site: New York, NY
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22-02864 | 11/30/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-02231 | 11/30/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Jason Pirnie Respondent Lawyers(s): Jason Pirnie Arbitrator(s): Gail Sillman Hearing Site: Boston, MA
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