| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell
Claimant Lawyers(s): Matt Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Maurice M. Feller
Hearing Site: Orlando, FL
| | |
| 19-01708 | 11/06/2019 | Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Carolyn Neale
Respondent Lawyers(s): Carolyn Joan Neale
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 19-01611 | 10/23/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Nicolas Barone
Respondent Lawyers(s): Nicolas Andrew Barone
Arbitrator(s): Amanda M. Cole
Hearing Site: Orlando, FL
| | |
| 19-00288 | 10/11/2019 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
| 18-02837 | 09/04/2019 | Claimant(s): Robbie Kennerson
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Genevieve Altieri, Morris Gross, Thomas Boyle, Estate of Jennie Gross
Respondent Lawyers(s): Bryan M. Ward, Genevieve Altieri, Morris Gross, Thomas Boyle
Arbitrator(s): Richard J. Fuller, William E. Schneider, Glenn W. Wheelock
Hearing Site: Orlando, FL
|  | Expungement |
| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL
| | |
| 18-01161 | 08/29/2019 | Claimant(s): Philip Montante IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | $0 |
| 17-00770 | 08/28/2019 | Claimant(s): Kessev Tov LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Anthony Ruben
Hearing Site: Orlando, FL
| | $0 |
| 19-00876 | 08/19/2019 | Claimant(s): Sandra Barbato
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Villwock, Lanier Securities
Respondent Lawyers(s): Jeffrey C. Villwock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $0 |
| 18-01308 | 07/11/2019 | Claimant(s): Wilfredo Mendez Morales
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Allstate Financial Services, Llc
Respondent Lawyers(s): Pete Tepley
Arbitrator(s): Larry G. Kjosa, Robert G. Bannon, Dwayne Eddie Hickman
Hearing Site: Orlando, FL
| | |
