Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00501 | 03/01/2021 | Claimant(s): Todd Cirella Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Charles Smulevitz Arbitrator(s): John F. Duane Hearing Site: New York, NY | ||
| 20-03212 | 03/01/2021 | Claimant(s): Debra Stokes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perrault Arbitrator(s): Selma Moy Hearing Site: New York, NY | ||
| 19-02953 | 02/26/2021 | Claimant(s): Madeleine Porcelli Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Mary P. Bass, Robert E. Riccobono, Lawrence Williams Hearing Site: New York, NY |  | $0 |
| 19-01058 | 02/25/2021 | Claimant(s): Randee Paston Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Emily L. Milligan Arbitrator(s): Joan Maxine Secofsky, Roberta Wolf, Paula Ellen Berg Hearing Site: New York, NY | ||
| 19-03171 | 02/24/2021 | Claimant(s): Scott Eichel Claimant Lawyers(s): Todd A. Gutfleisch Respondent(s): NatWest Markets Securities Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Michael Jaffe, John K. Evans, Wallace Anthony Showman Hearing Site: New York, NY | ||
| 20-02254 | 02/23/2021 | Claimant(s): Michael Orr Claimant Lawyers(s): Michael Orr Respondent(s): Laurence Allen, Michael Schunk, Nyppex Respondent Lawyers(s): Jeremy Kim Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 20-02289 | 02/22/2021 | Claimant(s): Mark Zeller Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02954 | 02/22/2021 | Claimant(s): Michael Darvish Claimant Lawyers(s): Christopher Seps Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Kim Monchik Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 20-02668 | 02/19/2021 | Claimant(s): Kurt Kempkes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Roger M. Deitz Hearing Site: New York, NY | ||
| 20-01839 | 02/19/2021 | Claimant(s): Catherine Napolitano Claimant Lawyers(s): Ronald Filler Respondent(s): G.Distributors Respondent Lawyers(s): Peter D. Goldstein Arbitrator(s): Edward F. Zagajeski Hearing Site: New York, NY | | $0 |