| 07-00579 | 10/10/2007 | Claimant(s): Jeffrey Feist
Claimant Lawyers(s): Jeffrey L. Feist
Respondent(s): Fiserv Securities.
Respondent Lawyers(s): Michael N. Gordan
Arbitrator(s): Melvin S. Slade
Hearing Site: New York, NY
| | |
| 05-05965 | 10/04/2007 | Claimant(s): Christopher Fulco
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Daniel P. Lund, Thomas F. Fox, James McCaffrey
Hearing Site: New York, NY
| | |
| 07-02460 | 10/04/2007 | Claimant(s): Andrea Costello, Bryan Keane, David Shove, Gregg Kennedy, Howard Penney, James Bishop, James Lucier, James Reddington, Jason Gammel, John Tumazos, Katherine Styponias, Kevin Coleman, Kevin De Thomas, Lawrence Demaria, Lynne Theurer, Mark Kennedy, Mark Lipacis, Matthew Park, Nicholas Heymann, Richard Klugman, et al
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Janet A. Beer
Arbitrator(s): Larry A. Kimmel, Cheryl Feldman, Thomas M. Amadio
Hearing Site: New York, NY
| | |
| 06-02862 | 10/03/2007 | Claimant(s): Jacob Niremberg
Claimant Lawyers(s): Isaac Schlesinger
Respondent(s): NYLife Securities LLC, George Gordon
Respondent Lawyers(s): Christopher S. Rooney
Arbitrator(s): Norman B. Arnoff, Mary Ellen Burns, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
| 06-03193 | 10/02/2007 | Claimant(s): Debra Cascardo
Claimant Lawyers(s): Debra C. Cascardo
Respondent(s): Joseph McNally, Neal Baumann, A.G. Edwards & Sons., Stephen Condon, Thomas Condon, The Condon Group
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Kenneth B. Cutler, Kip C. Lubcke, Marvin H. Ginsky
Hearing Site: New York, NY
|  | $0 |
| 07-00996 | 09/26/2007 | Claimant(s): Mark Mothner
Claimant Lawyers(s): Debora A. Pitman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol B. Trask
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | |
| 04-01174 | 09/26/2007 | Claimant(s): Kenneth Moskowitz, Leonard Moskowitz
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): James Odorczuk, Lehman Brothers Inc, Todd Rubsamen
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Gerry E. Feinberg, Saul Scheier, Jean C. Black
Hearing Site: New York, NY
| | Expungement |
| 07-00462 | 09/25/2007 | Claimant(s): Jed Kaplan
Claimant Lawyers(s): Stephen A. Mendelsohn
Respondent(s): Helene Futterman, Barbara Feinberg IRA, Helene Futterman Roth IRA, Leonard Feinberg IRA, Leonard Feinberg Trust
Respondent Lawyers(s): Barbara Feinberg, Helene Futterman, Leonard Feinberg
Arbitrator(s): James J. Fishman, Robert E. Holley, Joan Ilivicky
Hearing Site: New York, NY
| | Expungement |
| 06-03425 | 09/18/2007 | Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Terrence H. Fraser, John E. Rothschild, Jeffrey P. Halperin
Hearing Site: New York, NY
| | $0 |
| 07-01034 | 09/18/2007 | Claimant(s): Big Apple Fuel.
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Timothy P. Davis
Arbitrator(s): James J. Fishman, Hilda H. Boas, Paul R. Walsh
Hearing Site: New York, NY
| | $0 |
