| 21-00485 | 03/07/2023 | Claimant(s): Mryna Greene
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Devin Marino, Morgan Stanley, Robert Stolar
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Elizabeth Gilbert, Mary P. Bass, Bryan Lane Berson
Hearing Site: New York, NY
|  | Expungement |
| 22-01474 | 03/06/2023 | Claimant(s): Paul Lamontanaro
Claimant Lawyers(s): Robert J. Hantman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): James Vincent Pardy
Arbitrator(s): Thomas Caiaffa, Aaron Peron Ogletree, John Warner Lowe
Hearing Site: New York, NY
| | |
| 20-03466 | 03/03/2023 | Claimant(s): David Maris
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Margarita Echevarria, Nancy Kramer, Mario Cho Valdes
Hearing Site: New York, NY
| | |
| 22-00982 | 03/02/2023 | Claimant(s): Pasquale Mucerino
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | Expungement |
| 22-01255 | 03/02/2023 | Claimant(s): Serge Parakhnevich
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Aegis Capital Corp., PHX Financial.
Respondent Lawyers(s): Kevin Meade, Phillip McKie
Arbitrator(s): Lise Gabrielle Hunter, Rena E. Grossfield, April D. Bowie
Hearing Site: New York, NY
| | |
| 19-01015 | 02/23/2023 | Claimant(s): Worldscale Association (NYC) Inc.
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Clarence Smith, Edmund Timothy Donovan, Sofia Balile
Hearing Site: New York, NY
| | $0 |
| 21-00109 | 02/22/2023 | Claimant(s): David Watkins
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Christopher Amo, UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Carole R. Bernstein, Daniel Robbins, Charlane Brown
Hearing Site: New York, NY
| | |
| 20-03946 | 02/22/2023 | Claimant(s): Juan Seoane
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Julian F. Santos, Veronica Ann Williams, Jennifer Lupo
Hearing Site: New York, NY
| | |
| 22-01958 | 02/14/2023 | Claimant(s): Daniel Pacella
Claimant Lawyers(s): Eric Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 22-00283 | 02/10/2023 | Claimant(s): Steven Jaenichen
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Ira A. Auerbach, Qiana Martin, Daniel D'Costa
Hearing Site: New York, NY
| | |
