| 21-02283 | 05/12/2023 | Claimant(s): Unbnd Group Pty LTD.
Claimant Lawyers(s): Rex A. Mann
Respondent(s): Park Lane IBS, Stonehaven
Respondent Lawyers(s): Michael D. Kibler
Arbitrator(s): Eva H. Posman, Elliot Schnapp, Vincent Louis
Hearing Site: New York, NY
| | |
| 22-01920 | 05/12/2023 | Claimant(s): Andrew Massaro
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Anthony Marchese, Susan Romano, Glenn Ravenell
Hearing Site: New York, NY
| | |
| 23-00021 | 05/11/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | |
| 22-02743 | 05/11/2023 | Claimant(s): John Azzara
Claimant Lawyers(s): Grant Lally
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Daryl Leon
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
| | |
| 22-02708 | 05/10/2023 | Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): J.P. Morgan Securities, Mark Minkler
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
|  | $240 |
| 22-01450 | 05/10/2023 | Claimant(s): Stephan Stein
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Vincent C. Pangia, John Warner Lowe, James Carlone
Hearing Site: New York, NY
| | |
| 22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC
Respondent Lawyers(s): Damian Maggio, Jamie J. Worden
Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman
Hearing Site: New York, NY
| | |
| 22-01014 | 05/05/2023 | Claimant(s): Dmitry Netis
Claimant Lawyers(s): Shashi K. Dholandas
Respondent(s): Stephens Inc.
Respondent Lawyers(s): Allison Rhodes
Arbitrator(s): Richard W. Vallario, Melinda G Gordon, Marilyn Yang
Hearing Site: New York, NY
| | |
| 22-02039 | 05/05/2023 | Claimant(s): Steven Lewine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
| | |
| 22-01046 | 05/04/2023 | Claimant(s): Ronan Cox
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Julian F. Santos, Veera V. Konka, Thomas Hansen Boast
Hearing Site: New York, NY
| | |
