| 11-03021 | 02/28/2013 | Claimant(s): Kenneth Motz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin Hunger, James S. Hazard, Richard Bemporad
Hearing Site: New York, NY
| | $0 |
| 12-01245 | 02/27/2013 | Claimant(s): Alexei Goloubev
Claimant Lawyers(s): Alexei Goloubev
Respondent(s): Perrin, Holden and Davenport Capital Cor
Respondent Lawyers(s): George Gallagher
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | $0 |
| 11-03714 | 02/25/2013 | Claimant(s): John Joyce
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Madelon M. Rosenfeld, Paul Kanischak, Gregory J. Getz
Hearing Site: New York, NY
| | $0 |
| 11-03407 | 02/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): John K. Wells
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Jacob W. Buchdahl
Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY
| | $0 |
| 11-00072 | 02/20/2013 | Claimant(s): Nina Vayner
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Scali, Obsidian Financial Group
Respondent Lawyers(s): Joseph Giuseppe Scali, Martin P. Unger
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $49,601 |
| 12-00274 | 02/20/2013 | Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Carolyn Gregg, Edward Jones
Respondent Lawyers(s): Janet R. McLaughlin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $0 |
| 11-02828 | 02/19/2013 | Claimant(s): CCM Securities
Claimant Lawyers(s): Kate Beswick
Respondent(s): William Hanson
Respondent Lawyers(s): William Bernard Hanson
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | $0 |
| 12-02974 | 02/14/2013 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Ann C. Northern
Hearing Site: New York, NY
| | $0 |
| 10-01441 | 02/13/2013 | Claimant(s): Joseph Vaccaro
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Sam Antar, Arthur H. Sobel, Lester Scott Garfinkel
Hearing Site: New York, NY
| | $0 |
| 10-01766 | 02/12/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Richard Kasparian
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
