| 12-03252 | 08/23/2013 | Claimant(s): Stewart Lampert
Claimant Lawyers(s): Stewart R. Lampert
Respondent(s): Morgan Joseph Triartisan LLC
Respondent Lawyers(s): Thalia Cody
Arbitrator(s): David S. Paul, Alice Holly Oshins, Robert Elliot Harrison
Hearing Site: New York, NY
| | $0 |
| 13-00145 | 08/22/2013 | Claimant(s): David Prockter
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Mark J. Happe
Hearing Site: New York, NY
| | $0 |
| 13-00989 | 08/22/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Patrick Colligan
Respondent Lawyers(s): Patrick Colligan
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
| 11-04239 | 08/22/2013 | Claimant(s): Susan Moses, William Fand, Susan Moses IRA
Claimant Lawyers(s): Anthony James Eccleston
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Lauren R. Fox
Arbitrator(s): Harold I. Geringer, Paul S. Biederman, David J. Weisenfeld
Hearing Site: New York, NY
|  | $0 |
| 13-00201 | 08/19/2013 | Claimant(s): James Anderson
Claimant Lawyers(s): James Norris Anderson
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
| | $0 |
| 11-03049 | 08/16/2013 | Claimant(s): Monica Sidaoui
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Pamela H. Roderick, Ann Pinciss Berman, Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 11-00598 | 08/15/2013 | Claimant(s): Serge Nahas
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): David Finnegan, Keely D. Parr, Linda J. Baer, Michael F. Spellman
Hearing Site: New York, NY
| | $0 |
| 13-00409 | 08/14/2013 | Claimant(s): Sharaya Moore
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): James J. Fishman
Hearing Site: New York, NY
| | $14,527 |
| 12-00888 | 08/13/2013 | Claimant(s): Kim Timmins
Claimant Lawyers(s): Pamela Aurelien
Respondent(s): Deutsche Bank Securities., Mario Saljanin
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Denzil J. Klippel, Alfonso G. Figliolia, Mary Ellen Burns
Hearing Site: New York, NY
| | $0 |
| 12-03144 | 08/13/2013 | Claimant(s): Zhi Poon
Claimant Lawyers(s): Zhi C. Poon
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Franklin P. Chapman, Robert B. Schmidt, Steven David Leader
Hearing Site: New York, NY
| | $0 |
