| 23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie
Hearing Site: New York, NY
| | |
| 20-00994 | 01/31/2024 | Claimant(s): Adam Kaplan, Daniel Kaplan
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Amy Goldstein Sessa, Jonathan Sessa, Jordana Sessa
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Bernard Lieberman, John Berton, Lorrie E Whitfield
Hearing Site: New York, NY
|  | $100,000 |
| 22-02244 | 01/30/2024 | Claimant(s): Jason Bayuk
Claimant Lawyers(s): John Hitchings
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 23-00708 | 01/29/2024 | Claimant(s): John Burnham
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Leona Beane, David John Reilly, Lauren Mintzer
Hearing Site: New York, NY
| | |
| 23-02655 | 01/26/2024 | Claimant(s): Marshall Manoff
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 23-02043 | 01/26/2024 | Claimant(s): Charles Teixeira
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): John Michael Bergin
Hearing Site: New York, NY
| | |
| 22-01915 | 01/26/2024 | Claimant(s): Paul De Villeneuve
Claimant Lawyers(s): Paul Y. De Villeneuve
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Marjorie Levine, Hammed Adeniyi, Jonathan Blank
Hearing Site: New York, NY
| | $440 |
| 23-00520 | 01/25/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Karen Isabel Bedrosian - Richardson, Jonathan Cooper, Louis Arnold Russo
Hearing Site: New York, NY
| | |
| 23-00549 | 01/25/2024 | Claimant(s): Ray Anthony San Pedro
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Veera V. Konka, Annamaria Boccia Smith, Lisa Lograno
Hearing Site: New York, NY
| | |
